Mark is the Chief Compliance Officer of Ventum Advisors Corp. (Ventum Advisors) and Vice President, Compliance of Ventum Financial Corp. (Ventum). He is responsible for the compliance oversight of the Wealth Management division. Prior to joining Ventum, Mark was a Business Conduct Compliance Examiner at the Investment Industry Regulatory Organization of Canada (IIROC), now known as the Canadian Investment Regulatory Organization (CIRO). Earlier in his career, Mark spent 4 years with Dundee Securities where he worked his way up to the role of Compliance and AML Officer.